Mr Roth frequently conducts seminars, interviews and round table discussions at various organizations, institutions and companies on a plethora of issues including but not limited to securities, employment, intellectual property and general litigation risk avoidance techniques and strategies.
November 10, 2011
New York Bar Symposium 2011 – Improving the Bottom Line click here for details
August 10, 2011
PLI – “Securities Arbitration 2011 – Assessing the Case Arbitrate, Mediate or Negotiate” click here for details
March 22, 2011
CLE Program – “Taking Your Firm To The Next Level: Growth & Expansion” click here for details
November 30, 2010
LawLine.com – “Bridge the Gap, A Day in the Life” click here for details
February 2, 2010
LawLine.com – “Taxation Tuesday: Staying F.I.T.” Times Two click here for details
February 24, 2009
Mr. Roth will be a major panel member on February 24, 2009 at the City Bar CLE Seminar entitled “Starting Your New Law Firm: Is It Something You Should Think About & Prepare For?” click here for details
April 16, 2008
Mr. Roth conducted a CLE seminar sponsored by Hudson Valley Bank entitled “Impact Issues in the Music and Film Industries” click here for details
January 25 – 27 2008
Mr. Roth judged the Columbia University National High School Debate Tournament. click here for details
November 30 and December 2, 2007
Mr. Roth judged the High School National Debate Tournament at Princeton University.
November 29, 2007
New York State Bar Association: Securities Arbitration and Mediation 2007 – “The Hearing (The Big Day – or Three, or 10?) – Part I” click here for details
November 9 and 10, 2007
Mr. Roth judged Henry Hudson High School’s National Debate Tournament.
October 31, 2007
Blog Talk Radio: “Success Story – Richard Roth” . To listen to this interview click the link below. http://www.blogtalkradio.com/edmundbogen/2007/10/31/success-story-richard-roth
October 31, 2007
Blog Talk Radio: “Avoiding the Pitfalls of Litigation“. To listen to this interview click the link below. http://www.blogtalkradio.com/edmundbogen
August 2, 2007
Roth Round Table: Ethics in Mediation and Arbitrations. Mr. Roth and a panel of professionals presented a seminar on ethics in arbitration and mediation, which was approved for NYS CLE credits in ethics. click here for details
April 14, 2007
Richard A. Roth, Esq. was a guest speaker on Green America with Marc Sussman, which airs live on Air America Radio WWRL 1600 AM on Saturday April 14, 2007 at 3pm- 4pm.
March 7, 2007
Mr. Roth co-chaired a seminar sponsored by the New York City Bar Associations Small Law Firm Committee entitled: Growing your Law Firm. click here for details
January 23, 2007
Mr. Roth conducted a seminar, Sponsored by The State Bank of Long Island at the Yale Club in New York City entitled “The Roth Law Firm: Nuts and Bolts of Securities Arbitration.”
Nov 16, 2006
Mr. Roth conducted a seminar entitled “The Roth Roundtable: The ABC’s of NASD/NYSE Arbitrations,” at the Roth Law Firm The Roth Round Table is an annual forum attended by securities experts and professionals that is supported and accredited by the New York State Continuing Legal Education Board. The Roth Roundtable addresses hot topics in securities arbitration and litigation. The firm regularly provides lectures and discussions to brokerage firms, investment banks and other institutions. Some topics include the prevention of lawsuits and arbitrations, duties owed to customers, suitability, churning, unauthorized trading, compliance, supervision, control liability and “know your customer” issues.
May 24 – 25, 2006
Mr. Roth spoke at the 3rd Annual Broker Dealer forum on Resolving Customer Claims – Best defense and advocacy tactics in Arbitration and Mediation”
April 15, 2006
Mr. Roth discussed the potential pitfalls that investors face when dealing with their account executives at brokerage firms and the ways in which they can better watch over their money and prepare themselves when it comes to protecting their investments.
Click below to hear a broadcast of the Radio Show Green America with Marc Sussman - Ft. Richard Roth as Guest Speaker.
February 22-23, 2006
American Conference Institute, “Broker/Dealer Email & Information Management – Balancing Cost & Compliance in Your Document Retention Policies” click here for details
March 16, 2005
American Conference Institute, Workshop – “Building a ‘Best Practice’ Policy in Broker/Dealer Records Management.”
May 13, 2004
NYSSCPA Annual Broker/Dealer Conference, “Avoiding Litigation” – Keynote Speaker
June 2003
Movie Writers Network, – “Protecting Yourself from Potential Liability”
July 9, 2002
IONA Challenge, – “Finding Your Way Through the Litigation Maze”
